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Australia-VIC-RESERVOIR Azienda Directories
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Azienda News:
- Section 31 Transaction Fee Rate Advisory for Fiscal Year 2025
The Office of Interpretation and Guidance in the Commission’s Division of Trading and Markets is available for questions on Section 31 at 202-551-5777 or tradingandmarkets@sec gov The Commission will issue further notices as appropriate to keep the public informed of developments relating to fees under Section 31
- Securities Act Rules - SEC. gov
For purposes of Securities Act Section 10(a)(3), Item 512(b) of Regulation S-K provides that “each filing of the registrant’s annual report pursuant to section 13(a) or section 15(d) of the Securities Exchange Act of 1934 … that is incorporated by reference in the registration statement shall be deemed to be a new registration statement
- Financial Reporting Manual - SEC. gov
Section Comment; Communications with CF-OCA Updated the phone number for contacting CF-OCA staff and provided a link to the new online submission for financial statement waiver or substitution requests 1430, 2500, 2600, 4110 5, 4110 7, 5310 1, 6220 4, 6230 2, 6340 2, 6350 1, 6410 1, 6410 2, 6410 12, 6500, and 9820
- Official List of Section 13 (f) Securities - SEC. gov
It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240 13f-1] under Section 13(f) of the Securities Exchange Act of 1934 An updated list is published on a quarterly basis Current List 1st Quarter 2025: PDF
- Search Filings - SEC. gov
Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system
- SEC. gov | Frequently Asked Questions Regarding Rule 15a-6 and Foreign . . .
3 As explained in the release adopting Rule 15a-6, the term “bank” is defined in section 3(a)(6) of the Exchange Act to mean a bank directly regulated by U S state or federal bank regulators Accordingly, a foreign bank is excluded from this term except to the extent that the “foreign bank establishes a branch or agency in the United
- Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial . . .
Under Section 13(d)(3) of the Exchange Act, the group is treated as a new “person” for purposes of Section 13(d)(1), and the group is deemed to have acquired, by operation of Rule 13d-5(b), beneficial ownership of the shares beneficially owned by its members (Note that the analysis is different for Section 16 purposes
- Rules and Regulations for the Securities and Exchange Commission and . . .
Securities and Exchange Commission Rules and Regulations: Part 200: Organization; Conduct and Ethics; and Information and Requests
- Dodd-Frank Act Rulemaking: Specialized Corporate Disclosure - SEC. gov
Section 1503 requires any reporting issuer that is a mine operator, or has a subsidiary that is an operator, to disclose in each periodic report filed with the Commission information related to health and safety violations, including the number of certain violations, orders, and citations received from the Mine Safety and Health Administration
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