- SEC. gov | Home
SEC Meetings and Other Events Small Business Capital Formation Advisory Committee Meeting The SEC's Small Business Capital Formation Advisory Committee is holding a public meeting regarding matters relating to rules and regulations affecting small and emerging businesses and their investors under the federal securities laws
- About - SEC. gov
The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate No more than three Commissioners can be members of the same political party Chair and Commissioners; Budget Operations
- Newsroom - SEC. gov
The Office of Public Affairs maintains SEC gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike news @sec gov 202-551-4120
- Mission - SEC. gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U S economy, our capital markets, and people’s lives Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and
- Rules and Regulations - SEC. gov
The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect A need for rulemaking can be identified internally by the Commission or its staff, or externally by Congress, regulatory organizations, or the public
- SEC. gov | Reports and Publications
This listing includes periodic SEC reports and publications See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below
- SEC Announces Enforcement Results for Fiscal Year 2024
The SEC also received 45,130 tips, complaints, and referrals in fiscal year 2024, the most ever received in one year, including more than 24,000 whistleblower tips, more than 14,000 of which were submitted by two individuals The SEC issued whistleblower awards totaling $255 million Crediting Market Participants Who Practice Proactive Compliance
- SEC. gov | Statutes and Regulations
SRO proposed rules are subject to SEC review and published to solicit public comment While many SRO proposed rules are effective upon filing, some are subject to SEC approval before they can go into effect Trust Indenture Act of 1939 This Act applies to debt securities such as bonds, debentures, and notes that are offered for public sale
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