|
- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC. gov | Paul S. Atkins Sworn In as SEC Chairman
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- Newsroom - SEC. gov
Securities Topics Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240 13f-1(c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m(f) (4)]
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
- Company Database Search
To search the EDGAR company database, enter the search parameters below Note that the search is case-insensitive Help and examples for a specific parameter can be found by clicking on the question mark next to the parameter name
- BofA Securities, Inc. and Subsidiaries - SEC. gov
BofA Securities, Inc (BofAS), together with its subsidiaries (the “Company”), acts as a broker (i e , agent) for corporate, institutional, government, and other clients and as a dealer (i e , principal) in the purchase and sale of corporate debt and equity
- SEC. gov | Compliance and Disclosure Interpretations
We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets Please use this form or contact us via telephone Securities Act
|
|
|