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- SEC. gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow
- SEC. gov | Two Robinhood Broker-Dealers to Pay $45 Million in Combined . . .
The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising from their brokerage operations
- Staff Statement on Meme Coins - SEC. gov
As part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, the Division of Corporation Finance is providing its views on “meme coins ”
- SEC. gov | Paul S. Atkins Sworn In as SEC Chairman
Paul S Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission Chairman Atkins was nominated by President Donald J Trump on January 20, 2025, and confirmed by the U S Senate on April 9, 2025
- Newsroom - SEC. gov
Securities Topics Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
- Official List of Section 13 (f) Securities - SEC. gov
This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240 13f-1(c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m(f) (4)]
- Assessing Accredited Investors under Regulation D - SEC. gov
Securities Topics Cybersecurity; Saving and Investing for Military Personnel; Market Structure; Saving and Investing for Teachers
- SEC. gov | JP Morgan Affiliates to Pay $151 Million to Resolve SEC . . .
The Securities and Exchange Commission today charged J P Morgan Securities LLC (JPMS) and J P Morgan Investment Management Inc (JPMIM) – both affiliates of JPMorgan Chase Co (JP Morgan) – in five separate enforcement actions for failures including misleading disclosures to investors, breach of fiduciary duty, prohibited joint
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